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401(k) and IRA Rollovers

When you leave a job or retire, you have a decision to make regarding your 401(k) money. While leaving those assets in the former employer's plan is an option, a rollover can be a consideration. Working with your tax advisor, we can help you determine the right course of action for you. This may include: leaving the funds in your existing plan, if permitted, or rolling them into your new employer's plan, if one is available and rollovers are permitted. Each choice offers advantages and disadvantages, depending on your specific needs and retirement plan, such as the desired investment options and services, applicable fees, expenses, and withdrawal options, as well as required minimum distributions and tax treatment of applicable options.

Disclosure

Daryl Ellis is an agent of and licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of AL, AZ, CO, FL, GA, IN, KS, LA, MD, MO, MS, NC, TN, TX, VA, WA, and WY. No insurance business may be conducted outside the states referenced.

Daryl Ellis is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 8280 Ymca Plaza Dr Bldg 1, Baton Rouge, LA, 70810, 225-925-8312. In this regard, this communication is strictly intended for individuals residing in the states of AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, LA, MA, MD, MO, MS, MT, NC, NE, NM, NV, NY, OH, OR, PA, SC, TN, TX, VA, and WA. No offers may be made or accepted from any resident outside the specific states referenced.

Daryl Ellis is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, LA, MA, MD, MO, MS, MT, NC, NE, NM, NV, NY, OH, OR, PA, SC, TN, TX, VA, and WA. As such, these services are strictly intended for individuals residing in the states referenced.

The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry.

is not owned or operated by NYLIFE Securities LLC or its affiliates.?

Neither New York Life Insurance Company nor its agents or affiliates provide tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.?

For more information about NYLIFE Securities LLC and its investment professionals.

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  • ABOUT
    • Ellis Insurance & Financial Group
    • Strategic Resources
    • Our Process
  • SERVICES
    • Business Services
    • Personal Services
    • Investment Management
  • CLIENT RESOURCES
    • Client Forms
    • Nautilus Blog
    • Guideposts
    • Newsletters & Articles
    • Calculators
    • Helpful Links
  • LOCATION & CONTACT
    • Staff Directory
    • Map & Direction
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